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JEFFREY DAVID LASHWAY
CRD#: 2175282
IA
B
WELLS FARGO ADVISORSCRD#: 19616 4 TOWER PL
FL 9
ALBANY, NY 12203
FL 9
ALBANY, NY 12203
0
Disclosures
33
Years of Experience
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State Registrations
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Arizona 5/2/2019
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Nevada 11/27/2018
B
California 4/2/2008
B
New Hampshire 4/2/2008
B
Colorado 5/2/2019
B
New Jersey 4/2/2008
B
Connecticut 8/19/2016
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New Jersey 6/18/2019
B
Delaware 9/14/2020
B
New Mexico 5/2/2019
B
Florida 4/2/2008
B
New York 4/2/2008
B
Georgia 5/2/2019
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New York 7/27/2021
B
Idaho 9/18/2012
B
North Carolina 8/22/2016
B
Illinois 5/2/2019
B
Ohio 5/3/2019
B
Indiana 5/2/2019
B
Pennsylvania 8/19/2016
B
Iowa 9/26/2024
B
Puerto Rico 9/26/2024
B
Kentucky 9/26/2024
B
Rhode Island 5/2/2019
B
Maine 4/2/2008
B
South Carolina 6/10/2016
B
Maryland 5/2/2019
B
Texas 4/23/2019
B
Massachusetts 4/2/2008
B
Utah 5/2/2019
B
Michigan 5/2/2019
B
Vermont 4/2/2008
B
Minnesota 5/2/2019
B
Virginia 4/2/2008
B
Mississippi 5/2/2019
B
Washington 10/19/2020
B
Missouri 7/1/2020
SRO Registrations
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B
B
B
B
B
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Registered with this firm since 6/18/2019
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Registered with this firm since 4/2/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/26/1993 - 04/04/2008 | ALBANY, NY | |
B | 07/07/1992 - 12/24/1992 | ENGLEWOOD, CO | |
B | 09/19/1991 - 07/09/1992 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.