Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JONATHAN ONGCUANGCO REYES
JONATHAN ONGUANGCO REYES MR, JONATHAN ONGUANGCO REYES
CRD#: 2174390
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 KATY, TX
CETERA ADVISOR NETWORKS LLCCRD#: 13572 Katy, TX
Registration History
19952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2023 (12 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2024 - Present (1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2007 - 2008 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1992 - 2003 (10 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1992 - 1992 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)1998 - 2003 (4 years)
License(s)

State Registrations

B
Arizona 4/8/2024
IA
Texas 1/19/2024
B
Pennsylvania 2/4/2025
B
Utah 1/19/2024
B
Texas 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
KATY, TX
Registered with this firm since 1/19/2024
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
Katy, TX
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/22/2023 - 12/31/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Katy, TX
B
 12/22/2023 - 12/31/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
IA
 01/25/2011 - 12/21/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Houston, TX
B
 01/06/2011 - 12/21/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) HOUSTON, TX
IA
 04/24/2009 - 12/16/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
 04/24/2009 - 12/16/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
IA
 05/08/2008 - 04/02/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
 05/08/2008 - 04/02/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
 10/01/2007 - 04/16/2008 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) HOUSTON, TX
IA
 03/07/2006 - 09/20/2007 FIRST MIDAMERICA INVESTMENT CORPORATION (CRD#:104476) HOUSTON, TX
B
 03/02/2006 - 09/20/2007 FIRST MIDAMERICA INVESTMENT CORPORATION (CRD#:104476) HOUSTON, TX
IA
 10/20/2004 - 02/07/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
 10/20/2004 - 02/07/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
 03/31/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) HOUSTON, TX
B
 03/31/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
 10/20/1998 - 04/10/2003 STRATEGIC ADVISERS, INC. (CRD#:104555) HOUSTON, TX
B
 09/18/1992 - 04/10/2003 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
 01/07/1992 - 08/12/1992 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.