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Detailed Report
CHRISTOPHER DAYTON JONES
DAYTON JONES
CRD#: 2174214
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3520 THOMASVILLE ROAD
SUITE 100
TALLAHASSEE, FL 32309
Registration History
19952000200520102015202020252 FIRMS2000 - 2005 (4 years)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2020 (8 years)2 FIRMS2020 - Present (5 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2000 (1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1995 - 1999 (3 years)BFSC SECURITIES CORPORATION (CRD# 7461)1995 - 1995 (<1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1992 - 1995 (3 years)
Disclosure(s)
View By:
5/5/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/30/2020
B
Nebraska 1/14/2020
B
Alaska 11/25/2022
B
Nevada 2/5/2020
B
Arizona 3/31/2021
B
New Hampshire 11/8/2022
B
Arkansas 1/14/2020
B
New Jersey 11/7/2022
B
California 3/24/2021
B
New Mexico 1/24/2020
B
Colorado 11/7/2022
B
New York 11/8/2022
B
Connecticut 11/8/2022
B
North Carolina 1/10/2020
B
Delaware 11/9/2022
B
North Dakota 1/15/2020
B
District of Columbia 11/10/2022
B
Ohio 11/7/2022
B
Florida 1/10/2020
B
Oklahoma 11/8/2022
IA
Florida 3/6/2020
B
Oregon 11/8/2022
B
Georgia 1/10/2020
B
Pennsylvania 3/24/2021
B
Hawaii 12/5/2022
B
Puerto Rico 1/14/2020
B
Idaho 11/8/2022
B
Rhode Island 1/23/2020
B
Illinois 4/23/2020
B
South Carolina 1/10/2020
B
Indiana 3/26/2020
B
South Dakota 1/13/2020
B
Iowa 11/10/2022
B
Tennessee 11/9/2022
B
Kansas 11/7/2022
B
Texas 1/10/2020
B
Kentucky 11/8/2022
IA
Texas 1/10/2020
B
Louisiana 11/9/2022
B
Utah 1/13/2020
B
Maine 11/8/2022
B
Vermont 11/7/2022
B
Maryland 4/12/2021
B
Virgin Islands 11/10/2022
B
Massachusetts 3/19/2020
B
Virginia 4/11/2022
B
Michigan 11/9/2022
B
Washington 2/20/2020
B
Minnesota 1/22/2020
B
West Virginia 11/10/2022
B
Mississippi 1/13/2020
B
Wisconsin 2/5/2020
B
Missouri 1/18/2023
B
Wyoming 11/9/2022
B
Montana 3/25/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3520 THOMASVILLE ROAD SUITE 100, TALLAHASSEE, FL 32309
Registered with this firm since 1/10/2020
B
MORGAN STANLEY (CRD#:149777)
3520 THOMASVILLE ROAD SUITE 100, TALLAHASSEE, FL 32309
Registered with this firm since 1/10/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/11/2011 - 01/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THOMASVILLE, GA
B
 10/07/2011 - 01/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THOMASVILLE, GA
IA
 06/01/2009 - 10/11/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) VALDOSTA, GA
B
 06/01/2009 - 10/11/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) VALDOSTA, GA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TALLAHASSEE, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TALLAHASSEE, FL
IA
 05/09/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TALLAHASSEE, FL
B
 05/06/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TALLAHASSEE, FL
IA
 08/04/2000 - 05/10/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) TALLAHASSEE, FL
B
 08/04/2000 - 05/10/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/03/1999 - 05/18/2000 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 12/22/1995 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 08/03/1995 - 11/09/1995 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 05/08/1992 - 07/21/1995 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.