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DAVID JAMES BEACH
CRD#: 2174203
IA
Investment Adviser
B
Broker
LOOMIS, SAYLES & COMPANY, L.P.CRD#: 105377 SUITE 3300
555 CALIFORNIA STREET
SAN FRANCISCO, CA 94104
LOOMIS SAYLES DISTRIBUTORS, L.P.CRD#: 41795 SUITE 200-A
4 Orinda Way
Orinda, CA 94563
Registration History
19952000200520102015202020252 FIRMS2012 - Present (13 years)BSTATE STREET GLOBAL MARKETS, LLC (CRD# 30107)2001 - 2012 (10 years)BBSE BOND CONNECT, LLC (CRD# 100080)1999 - 2001 (1 year)BSTATE STREET CAPITAL MARKETS, LLC (CRD# 30107)1999 - 1999 (<1 year)BINTERVEST FINANCIAL SERVICES, INC. (CRD# 29865)1997 - 1998 (<1 year)BRODMAN & RENSHAW INC. (CRD# 724)1996 - 1996 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1996 (1 year)BLAZARD FRERES & CO. (CRD# 2528)1992 - 1994 (1 year)
License(s)

State Registrations

B
California 1/25/2012

IA
California 1/26/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LOOMIS, SAYLES & COMPANY, L.P. (CRD#:105377)
SUITE 3300 555 CALIFORNIA STREET, SAN FRANCISCO, CA 94104
Registered with this firm since 1/26/2012

B
LOOMIS SAYLES DISTRIBUTORS, L.P. (CRD#:41795)
SUITE 200-A 4 Orinda Way, Orinda, CA 94563
Registered with this firm since 1/25/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/15/2001 - 01/05/2012 STATE STREET GLOBAL MARKETS, LLC (CRD#:30107) BOSTON, MA
B
12/07/1999 - 05/02/2001 BSE BOND CONNECT, LLC (CRD#:100080) BOSTON, MA
B
04/26/1999 - 09/27/1999 STATE STREET CAPITAL MARKETS, LLC (CRD#:30107) BOSTON, MA
B
05/27/1997 - 01/14/1998 INTERVEST FINANCIAL SERVICES, INC. (CRD#:29865) MALVERN, PA
B
10/23/1996 - 12/31/1996 RODMAN & RENSHAW INC. (CRD#:724) CHICAGO, IL
B
01/01/1995 - 01/29/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
11/11/1992 - 09/03/1994 LAZARD FRERES & CO. (CRD#:2528) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.