Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
19952000200520102015202020252 FIRMS2000 - 2002 (2 years)2 FIRMS2011 - 2017 (6 years)2 FIRMS2017 - 2024 (7 years)IALATITUDE ADVISORS, LLC (CRD# 151001)2024 - Present (<1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)2004 - 2011 (6 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2004 - 2004 (<1 year)BHIGH MARK SECURITIES, INC. (CRD# 42467)2002 - 2004 (1 year)BMIMLIC SALES CORPORATION (CRD# 15296)1991 - 1992 (<1 year)IASIGNATOR INVESTORS, INC. (CRD# 468)2005 - 2011 (6 years)
Disclosure(s)
View By:
5/6/2020
Customer Dispute
Withdrawn
License(s)

State Registrations

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Florida 10/18/2024
Current Registration(s)
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LATITUDE ADVISORS, LLC (CRD#:151001)
Boynton Beach, FL
Registered with this firm since 10/18/2024
Previous Registration(s)
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 06/12/2017 - 09/16/2024 BLACKRIDGE ASSET MANAGEMENT, LLC (CRD#:277085) Boynton Beach, FL
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 06/06/2017 - 09/16/2024 PEAK BROKERAGE SERVICES, LLC (CRD#:157045) JUPITER, FL
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 05/31/2011 - 06/13/2017 LPL FINANCIAL LLC (CRD#:6413) RIVIERA BEACH, FL
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 05/31/2011 - 06/13/2017 LPL FINANCIAL LLC (CRD#:6413) RIVIERA BEACH, FL
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 02/08/2005 - 06/01/2011 SIGNATOR INVESTORS, INC. (CRD#:468) ROSEMONT, IL
B
 11/05/2004 - 06/01/2011 SIGNATOR INVESTORS, INC. (CRD#:468) ROSEMONT, IL
B
 08/26/2004 - 09/30/2004 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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 10/22/2002 - 09/01/2004 HIGH MARK SECURITIES, INC. (CRD#:42467) LAKELAND, FL
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 08/30/2000 - 10/17/2002 AXA ADVISORS, LLC (CRD#:6627) NORTHBROOK, IL
B
 06/29/2000 - 10/17/2002 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 12/11/1991 - 06/16/1992 MIMLIC SALES CORPORATION (CRD#:15296)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.