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RHETT HEALY MERCHANT
CRD#: 2173819
IA
B
MORGAN STANLEYCRD#: 149777 175 PINE STREET
SUITE 100
WILLIAMSPORT, PA 17701
SUITE 100
WILLIAMSPORT, PA 17701
0
Disclosures
33
Years of Experience
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State Registrations
B
Alaska 9/20/2021
B
Minnesota 8/30/2013
B
Arizona 8/30/2013
B
New Jersey 8/30/2013
B
California 8/30/2013
B
New York 8/30/2013
B
Colorado 8/30/2013
B
North Carolina 1/25/2016
B
Delaware 2/19/2015
B
Ohio 8/30/2013
B
Florida 8/30/2013
B
Pennsylvania 8/30/2013
B
Illinois 8/30/2013
IA
Pennsylvania 8/30/2013
B
Indiana 10/4/2022
B
South Carolina 8/30/2013
B
Iowa 11/6/2019
B
Virginia 8/30/2013
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/30/2013
B
Registered with this firm since 8/30/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/10/2008 - 09/03/2013 | WILLIAMSPORT, PA | |
B | 10/03/2008 - 09/03/2013 | WILLIAMSPORT, PA | |
IA | 06/26/2003 - 10/08/2008 | KINGSTON, PA | |
B | 12/09/2002 - 10/08/2008 | KINGSTON, PA | |
B | 02/18/1994 - 11/26/2002 | NEW YORK, NY | |
B | 09/20/1991 - 02/23/1994 | ST. LOUIS, MO |
WILLIAMSPORT, PA
10/10/2008 - 09/03/2013
WILLIAMSPORT, PA
10/03/2008 - 09/03/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.