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BRADLEY ALLEN MOBLEY
BRAD MOBLEY
CRD#: 2173555
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST 44TH & 45TH FLS
CHARLOTTE, NC 28202
Registration History
19952000200520102015202020252 FIRMS2014 - Present (10 years)BMORGAN STANLEY (CRD# 149777)2012 - 2014 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2012 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2009 (3 years)BATLAS SECURITIES, INC. (CRD# 20991)1999 - 2005 (6 years)BSHERWOOD SECURITIES CORP. (CRD# 7172)1996 - 1998 (2 years)BNATIONAL DISCOUNT BROKERS (CRD# 27501)1995 - 1996 (<1 year)BQUICK & REILLY, INC. (CRD# 11217)1993 - 1995 (2 years)BWATERHOUSE SECURITIES, INC. (CRD# 7870)1992 - 1993 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1992 (<1 year)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1991 - 1991 (<1 year)IAMORGAN STANLEY (CRD# 149777)2013 - 2014 (1 year)
License(s)

State Registrations

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North Carolina 11/26/2014

IA
North Carolina 11/26/2014

SRO Registrations

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Cboe Exchange, Inc.

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FINRA

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NYSE American LLC

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Nasdaq PHLX LLC

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Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST 44TH & 45TH FLS, CHARLOTTE, NC 28202
SALISBURY, NC
Registered with this firm since 11/26/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST 44TH & 45TH FLS, CHARLOTTE, NC 28202
SALISBURY, NC
Registered with this firm since 11/26/2014

Previous Registration(s)
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06/03/2013 - 12/02/2014 MORGAN STANLEY (CRD#:149777) WINSTON-SALEM, NC
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08/29/2012 - 12/02/2014 MORGAN STANLEY (CRD#:149777) WINSTON-SALEM, NC
B
10/23/2009 - 08/01/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
12/10/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
B
01/14/1999 - 11/03/2005 ATLAS SECURITIES, INC. (CRD#:20991) SAN LEANDRO, CA
B
08/13/1996 - 09/09/1998 SHERWOOD SECURITIES CORP. (CRD#:7172) NEW YORK, NY
B
11/15/1995 - 10/09/1996 NATIONAL DISCOUNT BROKERS (CRD#:27501) OMAHA, NE
B
07/19/1993 - 11/02/1995 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
01/16/1992 - 07/23/1993 WATERHOUSE SECURITIES, INC. (CRD#:7870) OMAHA, NE
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12/11/1991 - 01/30/1992 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
10/04/1991 - 11/26/1991 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
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Disclosures
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