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JOHN FRANCIS NARDONE
CRD#: 2172926
IA
B
MORGAN STANLEYCRD#: 149777 Naples, FL
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Disclosures
33
Years of Experience
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State Registrations
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Alabama 5/17/2024
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Michigan 4/29/2015
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Alaska 5/23/2017
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Minnesota 4/6/2015
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Arizona 4/6/2015
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Mississippi 9/16/2024
B
Arkansas 7/5/2023
B
Nevada 4/6/2015
B
California 6/1/2009
B
New Hampshire 6/1/2009
B
Colorado 8/15/2014
B
New Jersey 6/1/2009
B
Connecticut 9/15/2011
IA
New Jersey 6/1/2009
B
Delaware 7/9/2014
B
New York 6/1/2009
B
District of Columbia 7/1/2021
B
North Carolina 10/21/2015
B
Florida 6/1/2009
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Ohio 5/6/2015
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Florida 3/29/2021
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Oregon 4/24/2017
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Georgia 4/6/2015
B
Pennsylvania 6/1/2009
B
Hawaii 10/27/2021
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Rhode Island 11/4/2015
B
Illinois 9/15/2014
B
South Carolina 6/1/2009
B
Indiana 4/6/2015
B
Tennessee 7/27/2021
B
Iowa 6/21/2022
B
Texas 4/16/2014
B
Kentucky 4/6/2015
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Texas 4/8/2020
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Louisiana 1/12/2022
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Vermont 7/2/2021
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Maine 6/1/2009
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Virginia 6/1/2009
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Maryland 6/1/2009
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Washington 1/22/2010
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Massachusetts 6/1/2009
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Wisconsin 5/19/2015
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | NORTHFIELD, NJ | |
B | 04/02/2007 - 06/01/2009 | NORTHFIELD, NJ | |
IA | 09/15/2006 - 04/02/2007 | NORTHFIELD, NJ | |
B | 09/15/2006 - 04/02/2007 | NORTHFIELD, NJ | |
IA | 09/22/2003 - 09/28/2006 | STONE HARBOR, NJ | |
B | 07/31/1993 - 09/28/2006 | STONE HARBOR, NJ | |
IA | 01/01/1999 - 09/18/2003 | STONE HARBOR, NJ | |
B | 09/24/1991 - 07/31/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.