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JAMES EDMOND CHURCH JR
JAMES E CHURCH JR, JAMES E CHURCH
CRD#: 2172079
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5060 CALIFORNIA AVE 11TH FL
BAKERSFIELD, CA 93309
Registration History
19952000200520102015202020252 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1991 - 2004 (12 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2004 (7 years)
Disclosure(s)
View By:
2/22/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/3/2017

B
New Mexico 3/15/2022

B
Arkansas 5/24/2023

B
New York 1/14/2021

B
California 4/5/2010

B
North Carolina 11/27/2024

IA
California 4/6/2010

B
Oklahoma 1/9/2025

B
Colorado 11/14/2018

B
Oregon 4/8/2010

B
Florida 2/5/2018

B
Pennsylvania 1/22/2025

B
Hawaii 2/3/2021

B
South Carolina 10/5/2018

B
Idaho 11/17/2016

B
South Dakota 10/17/2023

B
Indiana 11/27/2024

B
Tennessee 11/28/2022

B
Michigan 1/22/2025

IA
Texas 12/1/2010

B
Minnesota 3/29/2023

B
Texas 6/13/2012

B
Missouri 4/8/2010

B
Washington 5/27/2021

B
Montana 4/23/2024

B
Wyoming 9/22/2020

B
Nevada 3/12/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5060 CALIFORNIA AVE 11TH FL, BAKERSFIELD, CA 93309
Registered with this firm since 4/6/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5060 CALIFORNIA AVE 11TH FL, BAKERSFIELD, CA 93309
Registered with this firm since 4/5/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/29/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BAKERSFIELD, CA
B
06/01/2009 - 04/29/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BAKERSFIELD, CA
IA
09/03/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BAKERSFIELD, CA
B
09/03/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BAKERSFIELD, CA
IA
07/08/1997 - 09/30/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) BAKERSFIELD, CA
B
10/03/1991 - 09/30/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.