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Detailed Report
HOWARD EVAN KREUTZINGER
HOWARD E KREUTZINGER
CRD#: 2172059
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 60 South California St.
Suite 301
Ventura, CA 93001
Registration History
19952000200520102015202020252 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - Present (11 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1991 - 2010 (19 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2010 (13 years)
License(s)

State Registrations

B
Arizona 11/25/2013
B
Missouri 6/21/2021
B
California 11/25/2013
B
Nevada 1/22/2020
IA
California 11/25/2013
B
North Carolina 9/13/2016
B
Colorado 11/25/2013
B
Oregon 11/25/2013
B
Florida 11/18/2024
B
Texas 11/25/2013
B
Georgia 7/7/2015
IA
Texas 10/10/2018
B
Kansas 6/21/2021
B
Vermont 11/25/2013
B
Kentucky 11/25/2013
B
Virginia 8/22/2014
B
Minnesota 3/6/2019
B
Washington 11/25/2013
B
Mississippi 11/25/2013
B
Wisconsin 11/25/2013

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
60 South California St. Suite 301, Ventura, CA 93001
THOUSAND OAKS, CA
Registered with this firm since 11/25/2013
B
D.A. DAVIDSON & CO. (CRD#:199)
60 South California St. Suite 301, Ventura, CA 93001
THOUSAND OAKS, CA
Registered with this firm since 11/25/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) VENTURA, CA
B
 11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) VENTURA, CA
IA
 11/19/2010 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) VENTURA, CA
B
 11/19/2010 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) VENTURA, CA
IA
 07/08/1997 - 11/26/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) OXNARD, CA
B
 09/16/1991 - 11/26/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) OXNARD, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.