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William Edward Dendy
WILLIAM EDWARD DENDY, William Dendy
CRD#: 2171388
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 18333 Preston Rd
Suite 300
Dallas, TX 75252
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 18333 Preston Rd
Suite 300
Dallas, TX 75252
Registration History
19952000200520102015202020252 FIRMS2004 - 2020 (15 years)2 FIRMS2020 - Present (4 years)BPROSPERA FINANCIAL SERVICES, INC. (CRD# 10740)1997 - 2004 (7 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1997 (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1993 (1 year)IAPROSPERA FINANCIAL SERVICES, INC. (CRD# 10740)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 4/8/2020

B
Montana 4/1/2020

B
Arizona 3/31/2020

B
Nebraska 3/31/2020

B
Arkansas 3/31/2020

B
Nevada 3/31/2020

B
California 3/31/2020

B
New Hampshire 3/31/2020

B
Colorado 3/31/2020

B
New Jersey 3/31/2020

B
Connecticut 3/31/2020

B
New Mexico 3/31/2020

B
District of Columbia 7/6/2020

B
New York 3/31/2020

B
Florida 3/31/2020

B
North Carolina 3/31/2020

B
Georgia 3/31/2020

B
Ohio 3/31/2020

B
Hawaii 3/31/2020

B
Oklahoma 3/31/2020

B
Idaho 3/31/2020

B
Oregon 3/31/2020

B
Illinois 3/31/2020

B
Pennsylvania 3/31/2020

B
Indiana 3/31/2020

B
South Carolina 3/31/2020

B
Iowa 3/31/2020

B
Texas 3/31/2020

B
Louisiana 3/31/2020

IA
Texas 3/31/2020

B
Maryland 3/31/2020

B
Virginia 3/31/2020

B
Massachusetts 3/31/2020

B
Washington 3/31/2020

B
Michigan 3/31/2020

B
Wisconsin 3/31/2020

B
Mississippi 3/31/2020

B
Wyoming 3/31/2020

B
Missouri 3/31/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
18333 Preston Rd Suite 300, Dallas, TX 75252
Registered with this firm since 3/31/2020

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
18333 Preston Rd Suite 300, Dallas, TX 75252
100 E Ferguson St Suite 812, Tyler, TX 75702
Registered with this firm since 3/31/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/15/2004 - 04/08/2020 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
B
10/15/2004 - 04/08/2020 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
IA
04/11/2003 - 10/21/2004 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) DALLAS, TX
B
03/31/1997 - 10/21/2004 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) DALLAS, TX
B
07/31/1993 - 04/17/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
09/24/1991 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.