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Detailed Report
ANDREW WILLIAM CRAIG
ANDY CRAIG
CRD#: 2171273
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 349 W COLEMAN BLVD STE 301
MOUNT PLEASANT, SC 29464
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)1994 - Present (31 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1991 - 2003 (11 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 2003 (10 years)
License(s)

State Registrations

B
Alabama 12/14/2022
B
North Carolina 7/1/2003
B
California 7/1/2003
B
Ohio 8/5/2021
B
Colorado 11/14/2017
B
Pennsylvania 11/14/2017
B
Connecticut 8/25/2022
IA
South Carolina 2/2/1994
B
Delaware 11/21/2019
B
South Carolina 7/1/2003
B
District of Columbia 5/30/2024
B
South Dakota 11/14/2017
B
Florida 8/15/2016
B
Tennessee 4/29/2004
B
Georgia 7/1/2003
B
Texas 7/1/2003
B
Louisiana 11/14/2017
IA
Texas 7/1/2003
B
Maryland 7/1/2003
B
Virginia 7/1/2003
B
Missouri 11/14/2017
B
Washington 3/26/2024
B
New York 6/14/2022
B
Wisconsin 11/18/2010

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
349 W COLEMAN BLVD STE 301, MOUNT PLEASANT, SC 29464
Registered with this firm since 2/2/1994
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
349 W COLEMAN BLVD STE 301, MOUNT PLEASANT, SC 29464
Registered with this firm since 7/1/2003
Previous Registration(s)
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IA
 08/21/1992 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) CHARLESTON, SC
B
 11/04/1991 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.