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RUSSELL JOSEPH PETERSON
RUSTY PETERSON
CRD#: 2171172
IA
B
IAG WEALTH PARTNERS, LLCCRD#: 109721 N19 W24200 RIVERWOOD DRIVE
SUITE 150
WAUKESHA, WI 53188
SUITE 150
WAUKESHA, WI 53188
LPL FINANCIAL LLCCRD#: 6413 N19 W24200 RIVERWOOD DR, #150
WAUKESHA, WI 53188
WAUKESHA, WI 53188
0
Disclosures
33
Years of Experience
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State Registrations
B
Arizona 3/18/2013
B
South Carolina 4/13/2018
B
California 4/21/2023
B
Texas 6/21/2013
B
Colorado 4/27/2023
IA
Texas 12/3/2021
B
Florida 6/2/2017
IA
Wisconsin 3/13/2012
B
Illinois 3/18/2013
B
Wisconsin 3/8/2013
B
Minnesota 1/24/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 3/8/2013
IA
Registered with this firm since 3/13/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/20/2008 - 03/12/2012 | WAUKESHA, WI | |
B | 08/20/2008 - 03/12/2012 | WAUKESHA, WI | |
IA | 06/01/1998 - 08/21/2008 | WAUKESHA, WI | |
B | 06/01/1998 - 08/21/2008 | WAUKESHA, WI | |
B | 02/24/2000 - 06/12/2006 | FORT WAYNE, IN | |
B | 11/12/1991 - 06/01/1998 | RADNOR, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.