• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARGARET MARY RING-WIERSMA
MARGARET MARY RING, MARGARET MARY RING WIERSMA, Margie Wiersma
CRD#: 2170860
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 CALIFORNIA STREET
32ND FLOOR/ SUITE 3200
SAN FRANCISCO, CA 94104
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - Present (15 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2003 - 2009 (6 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)2001 - 2003 (1 year)BCREDIT SUISSE FIRST BOSTON COR... (CRD# 816)1999 - 2001 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1999 - 1999 (<1 year)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1994 - 1999 (5 years)
License(s)

State Registrations

B
Arizona 7/14/2014

B
Nebraska 2/13/2014

B
California 3/18/2009

B
Nevada 1/8/2010

IA
California 8/30/2010

B
New Jersey 5/14/2010

B
Delaware 4/28/2016

B
New York 1/8/2010

B
Florida 8/11/2010

B
Ohio 7/17/2014

B
Hawaii 11/12/2013

B
Oregon 3/17/2023

B
Idaho 10/31/2018

B
Pennsylvania 7/17/2014

B
Illinois 3/2/2018

B
Tennessee 9/26/2023

B
Indiana 11/11/2015

B
Texas 10/25/2017

B
Louisiana 4/4/2017

B
Utah 5/3/2018

B
Maryland 1/16/2013

B
Washington 1/8/2010

B
Massachusetts 7/14/2014

B
Wyoming 1/19/2023

B
Michigan 2/4/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET 32ND FLOOR/ SUITE 3200, SAN FRANCISCO, CA 94104
Dublin, CA
Registered with this firm since 8/30/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET 32ND FLOOR/ SUITE 3200, SAN FRANCISCO, CA 94104
Dublin, CA
Registered with this firm since 3/18/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/17/2003 - 04/23/2009 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
05/07/2001 - 01/17/2003 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
11/05/1999 - 10/22/2001 CREDIT SUISSE FIRST BOSTON CORPORATION (CRD#:816) NEW YORK, NY
B
03/12/1999 - 11/02/1999 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
01/31/1994 - 03/05/1999 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.