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Paul R Lang
PAUL RICHARD LANG
CRD#: 2169287
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J.P. MORGAN SECURITIES LLCCRD#: 79 14900 WEST CAPITOL DRIVE
BROOKFIELD, WI 53005
BROOKFIELD, WI 53005
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Disclosures
31
Years of Experience
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State Registrations
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Alabama 8/14/2020
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New Jersey 7/3/2019
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Arizona 10/1/2012
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New Mexico 10/1/2012
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California 10/1/2012
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New York 10/1/2012
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Colorado 8/5/2022
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North Carolina 10/7/2015
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Florida 10/1/2012
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North Dakota 10/1/2012
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Georgia 10/1/2012
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Ohio 6/5/2019
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Illinois 10/1/2012
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Pennsylvania 2/3/2021
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Indiana 12/14/2022
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South Carolina 10/1/2012
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Iowa 10/16/2013
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Tennessee 7/18/2014
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Kansas 1/31/2018
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Texas 10/1/2012
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Maryland 10/10/2013
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Texas 9/19/2013
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Massachusetts 10/1/2012
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Virginia 11/14/2013
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Michigan 7/9/2018
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Wisconsin 10/1/2012
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Minnesota 10/1/2012
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Wisconsin 10/1/2012
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Missouri 10/16/2013
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/06/2005 - 10/01/2012 | BROOKFIELD, WI | |
B | 07/06/2005 - 10/01/2012 | BROOKFIELD, WI | |
IA | 06/08/2000 - 07/06/2005 | MILWAUKEE, WI | |
B | 11/15/1993 - 07/06/2005 | CHICAGO, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.