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ANDREW MICHAEL KASTENHOLZ
ANDREW M KASTENHOLZ
CRD#: 2168370
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 MENOMONEE FALLS, WI
Registration History
19952000200520102015202020252 FIRMS1991 - 1991 (<1 year)2 FIRMS1995 - 1995 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2021 - Present (3 years)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2015 - 2021 (6 years)BWELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD# 133366)2013 - 2015 (1 year)BSTRONG INVESTMENTS, INC. (CRD# 15658)2000 - 2005 (4 years)BSTRONG FUNDS DISTRIBUTORS, INC. (CRD# 15658)1996 - 1998 (2 years)
License(s)

State Registrations

B
Alabama 9/13/2024

B
Nevada 9/13/2024

B
Alaska 9/13/2024

B
New Hampshire 9/13/2024

B
Arizona 9/13/2024

B
New Jersey 9/13/2024

B
Arkansas 9/13/2024

B
New Mexico 9/13/2024

B
California 9/13/2024

B
New York 9/13/2024

B
Colorado 9/13/2024

B
North Carolina 9/13/2024

B
Connecticut 9/13/2024

B
North Dakota 9/13/2024

B
Delaware 9/13/2024

B
Ohio 9/14/2024

B
District of Columbia 9/13/2024

B
Oklahoma 9/13/2024

B
Florida 9/13/2024

B
Oregon 9/13/2024

B
Georgia 9/13/2024

B
Pennsylvania 9/13/2024

B
Hawaii 9/13/2024

B
Puerto Rico 9/13/2024

B
Idaho 9/13/2024

B
Rhode Island 9/13/2024

B
Illinois 9/13/2024

B
South Carolina 6/16/2021

B
Indiana 9/13/2024

IA
South Carolina 12/5/2022

B
Iowa 9/13/2024

B
South Dakota 9/13/2024

B
Kansas 9/13/2024

B
Tennessee 9/13/2024

B
Kentucky 9/13/2024

B
Texas 9/13/2024

B
Louisiana 9/13/2024

B
Utah 9/13/2024

B
Maine 9/13/2024

B
Vermont 9/13/2024

B
Maryland 9/13/2024

B
Virgin Islands 9/13/2024

B
Massachusetts 9/13/2024

B
Virginia 9/13/2024

B
Michigan 9/13/2024

B
Washington 9/13/2024

B
Minnesota 9/13/2024

B
West Virginia 9/13/2024

B
Mississippi 9/13/2024

B
Wisconsin 5/11/2021

B
Missouri 9/13/2024

IA
Wisconsin 12/5/2022

B
Montana 9/13/2024

B
Wyoming 9/13/2024

B
Nebraska 9/13/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
MENOMONEE FALLS, WI
Registered with this firm since 12/5/2022

B
LPL FINANCIAL LLC (CRD#:6413)
MENOMONEE FALLS, WI
Registered with this firm since 5/11/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/04/2015 - 06/03/2021 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) MILWAUKEE, WI
B
08/08/2013 - 05/27/2015 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) MENOMONEE FALLS, WI
B
09/08/2000 - 04/25/2005 STRONG INVESTMENTS, INC. (CRD#:15658) MENOMONEE FALLS, WI
B
02/26/1996 - 12/31/1998 STRONG FUNDS DISTRIBUTORS, INC. (CRD#:15658) MENOMONEE FALLS, WI
B
03/27/1995 - 07/18/1995 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
03/27/1995 - 07/18/1995 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
09/23/1991 - 12/09/1991 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/23/1991 - 12/09/1991 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.