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JOSEPH MICHAEL LAFFERTY
CRD#: 2168248
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 68 S SERVICE RD STE 200
MELVILLE, NY 11747
Registration History
19952000200520102015202020252 FIRMS2015 - Present (9 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)1996 - 2015 (19 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)1991 - 1995 (4 years)
License(s)

State Registrations

B
Arizona 5/11/2020

B
New York 6/26/2015

B
California 6/26/2015

IA
New York 7/27/2021

B
Connecticut 1/11/2017

B
North Carolina 6/26/2015

B
Florida 6/26/2015

B
Pennsylvania 3/8/2024

B
Iowa 5/7/2024

B
South Carolina 6/26/2015

B
Maryland 6/26/2015

B
Texas 6/26/2015

B
Nevada 8/7/2015

IA
Texas 9/2/2015

B
New Jersey 6/26/2015

B
Virginia 9/27/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
MANORVILLE, NY
Registered with this firm since 9/2/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
MANORVILLE, NY
Registered with this firm since 6/26/2015

Previous Registration(s)
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01/03/1996 - 06/29/2015 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
B
08/26/1991 - 12/31/1995 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.