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Detailed Report
SHELDON CAZOE
CRD#: 2168122
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 8 JOHN WALSH BLVD
STE 204-B
PEEKSKILL, NY 10566
Registration History
1995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2012 - Present (12 years)BPFS INVESTMENTS INC. (CRD# 10111)1993 - Present (31 years)
License(s)

State Registrations

B
California 11/1/2018
B
Massachusetts 1/31/2018
B
Connecticut 3/10/2016
B
New Jersey 9/8/1993
B
Florida 1/12/2000
B
New York 8/24/1993
B
Georgia 2/27/2015
IA
New York 8/3/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
8 JOHN WALSH BLVD STE 204-B, PEEKSKILL, NY 10566
NEWBURGH, NY
Registered with this firm since 12/20/2012
B
PFS INVESTMENTS INC. (CRD#:10111)
8 JOHN WALSH BLVD STE 204-B, PEEKSKILL, NY 10566
NEWBURGH, NY
Registered with this firm since 8/24/1993
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.