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DOUGLAS LAWRENCE RUPIPER
DOUG RUPIER, Doug Rupiper
CRD#: 2167908
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2100 NORTHWEST BLVD STE 180
COEUR D'ALENE, ID 83814
Registration History
19952000200520102015202020252 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BPRUDENTIAL ANNUITIES DISTRIBUT... (CRD# 21570)2011 - 2016 (5 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2006 - 2011 (4 years)BPLANCO FINANCIAL SERVICES, LLC (CRD# 8326)2004 - 2006 (1 year)BCENTAURUS FINANCIAL, INC. (CRD# 30833)1995 - 2004 (9 years)BCAMDEN FINANCIAL SERVICES (CRD# 19925)1995 - 1995 (<1 year)BLAZAR FREDERICK & COMPANY (CRD# 15615)1994 - 1995 (<1 year)IACENTAURUS FINANCIAL, INC. (CRD# 30833)1999 - 2004 (5 years)
License(s)

State Registrations

B
Alaska 11/15/2023

B
Montana 11/15/2023

B
Arizona 11/15/2023

B
Nevada 11/15/2023

B
California 11/15/2023

B
New Mexico 12/19/2024

B
Colorado 11/29/2023

B
Oregon 11/15/2023

B
Connecticut 11/1/2024

B
South Dakota 11/15/2023

B
Hawaii 11/29/2023

B
Tennessee 12/7/2023

B
Idaho 11/15/2023

B
Texas 11/15/2023

IA
Idaho 11/15/2023

IA
Texas 11/15/2023

B
Kentucky 11/29/2023

B
Virginia 11/15/2023

B
Michigan 11/29/2023

B
Washington 11/15/2023

B
Mississippi 11/29/2023

B
Wisconsin 2/11/2025

B
Missouri 11/29/2023

B
Wyoming 12/7/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2100 NORTHWEST BLVD STE 180, COEUR D'ALENE, ID 83814
Registered with this firm since 11/15/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2100 NORTHWEST BLVD STE 180, COEUR D'ALENE, ID 83814
Registered with this firm since 11/15/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/23/2016 - 11/29/2023 EDWARD JONES (CRD#:250) Coeur D'Alene, ID
B
08/08/2016 - 11/29/2023 EDWARD JONES (CRD#:250) Coeur D'Alene, ID
B
04/19/2011 - 08/08/2016 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (CRD#:21570) SHELTON, CT
B
05/04/2006 - 01/21/2011 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
B
09/28/2004 - 04/18/2006 PLANCO FINANCIAL SERVICES, LLC (CRD#:8326) HARTFORD, CT
IA
09/23/1999 - 09/30/2004 CENTAURUS FINANCIAL, INC. (CRD#:30833) YANKTON, SD
B
07/14/1995 - 09/30/2004 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
B
09/08/1995 - 10/12/1995 CAMDEN FINANCIAL SERVICES (CRD#:19925) KELLER, TX
B
11/29/1994 - 07/24/1995 LAZAR FREDERICK & COMPANY (CRD#:15615) BEVERLY HILLS, CA
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B
Broker
IA
Investment Adviser
Disclosures
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