• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTOPHER NOEL ELLER
CHRIS NOEL ELLER
CRD#: 2167629
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 801 Jefferson St.
Mendota, IL 61342
Registration History
19952000200520102015202020252 FIRMS1999 - 2004 (5 years)2 FIRMS2004 - 2017 (13 years)2 FIRMS2017 - Present (7 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1995 - 1999 (3 years)BWALL STREET INVESTOR SERVICES (CRD# 10012)1994 - 1995 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1994 - 1994 (<1 year)BINFINET SECURITIES, INC. (CRD# 25976)1993 - 1993 (<1 year)BMARK TWAIN BROKERAGE SERVICES,... (CRD# 16925)1992 - 1993 (1 year)BHIBBARD BROWN & CO., INC. (CRD# 18246)1991 - 1992 (<1 year)
Disclosure(s)
View By:
9/8/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/14/2024

B
Iowa 12/15/2017

B
Arizona 11/1/2017

B
Kansas 2/26/2024

B
Florida 11/1/2017

B
Mississippi 1/4/2022

B
Georgia 11/21/2022

B
Texas 2/11/2020

B
Illinois 11/2/2017

B
Virginia 5/5/2022

IA
Illinois 11/2/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
801 Jefferson St., Mendota, IL 61342
Registered with this firm since 11/2/2017

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
801 Jefferson St., Mendota, IL 61342
Registered with this firm since 11/1/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/16/2004 - 11/02/2017 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) OTTAWA, IL
B
08/16/2004 - 11/02/2017 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) OTTAWA, IL
IA
03/16/1999 - 08/20/2004 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MENDOTA, IL
B
01/04/1999 - 08/20/2004 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
B
09/18/1995 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
12/21/1994 - 10/23/1995 WALL STREET INVESTOR SERVICES (CRD#:10012) NEW YORK, NY
B
03/05/1994 - 11/30/1994 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
02/03/1993 - 11/23/1993 INFINET SECURITIES, INC. (CRD#:25976)
B
09/16/1992 - 11/23/1993 MARK TWAIN BROKERAGE SERVICES, INC. (CRD#:16925)
B
09/24/1991 - 04/16/1992 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.