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Detailed Report
STEVEN JAMES TACKMAN
CRD#: 2167210
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 114 S TENTH ST
ESCANABA, MI 49829
LPL FINANCIAL LLCCRD#: 6413 114 S TENTH ST
ESCANABA, MI 49829
Registration History
1995200020052010201520202025IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2019 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - Present (12 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2003 - 2012 (9 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1998 - 2003 (5 years)BAEGON USA SECURITIES INC. (CRD# 13302)1995 - 1998 (2 years)BEVEREN SECURITIES, INC. (CRD# 19616)1994 - 1995 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1991 - 1994 (2 years)IAADVANTAGE INVESTMENT MANAGEMEN... (CRD# 146236)2010 - 2019 (9 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2009 - 2012 (3 years)
License(s)

State Registrations

B
Alabama 6/23/2017
B
Nevada 6/12/2019
B
Arizona 9/4/2018
B
New Mexico 6/3/2021
B
California 7/31/2012
B
New York 9/13/2017
B
Colorado 7/31/2012
B
North Carolina 7/31/2012
B
Florida 7/31/2012
B
Ohio 7/24/2018
B
Georgia 7/31/2012
B
South Carolina 3/15/2013
B
Illinois 7/31/2012
B
South Dakota 2/4/2022
B
Iowa 3/9/2018
B
Tennessee 4/19/2023
B
Kentucky 1/23/2018
B
Texas 9/9/2022
B
Michigan 7/31/2012
B
Utah 6/20/2018
IA
Michigan 10/14/2019
B
Virginia 7/31/2012
B
Minnesota 7/31/2012
B
Washington 6/12/2019
B
Missouri 7/24/2018
B
Wisconsin 7/31/2012
B
Nebraska 2/11/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
114 S TENTH ST, ESCANABA, MI 49829
104 SOUTH TENTH ST, GLADSTONE, MI 49837
Registered with this firm since 10/14/2019
B
LPL FINANCIAL LLC (CRD#:6413)
114 S TENTH ST, ESCANABA, MI 49829
104 SOUTH TENTH ST, GLADSTONE, MI 49837
Registered with this firm since 7/31/2012
Previous Registration(s)
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IA
 06/25/2010 - 12/31/2019 ADVANTAGE INVESTMENT MANAGEMENT, LLC (CRD#:146236) ESCANABA, MI
IA
 05/19/2009 - 07/31/2012 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) ESCANABA, MI
B
 06/13/2003 - 07/31/2012 NATIONAL PLANNING CORPORATION (CRD#:29604) ESCANABA, MI
B
 04/03/1998 - 06/30/2003 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
 05/01/1995 - 04/03/1998 AEGON USA SECURITIES INC. (CRD#:13302) CEDAR RAPIDS, IA
B
 01/25/1994 - 05/04/1995 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 11/11/1991 - 01/24/1994 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.