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Registration History
19952000200520102015202020252 FIRMS2015 - Present (9 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1992 - 2001 (8 years)BHIBBARD BROWN & CO., INC. (CRD# 18246)1991 - 1992 (<1 year)
Disclosure(s)
View By:
12/8/2016
Customer Dispute
Denied
4/7/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 12/9/2021

B
New Jersey 11/18/2015

B
California 10/18/2023

B
New York 1/3/2019

B
Connecticut 4/4/2019

B
North Carolina 1/3/2019

B
Florida 9/9/2015

B
Ohio 1/4/2019

IA
Florida 9/21/2015

B
Oklahoma 10/29/2021

B
Georgia 1/3/2019

B
Pennsylvania 11/18/2015

B
Illinois 1/3/2019

B
South Carolina 1/3/2019

B
Kentucky 4/28/2023

B
Tennessee 4/1/2020

B
Louisiana 2/24/2020

B
Texas 4/27/2020

B
Maryland 7/6/2021

IA
Texas 4/27/2020

B
Massachusetts 1/30/2025

B
Virginia 1/3/2019

B
Minnesota 3/20/2023

B
Washington 4/1/2020

B
Missouri 1/3/2019

B
West Virginia 1/3/2019

B
Nebraska 4/1/2020

B
Wisconsin 4/1/2020

B
New Hampshire 9/18/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 W NORTH BLVD, LEESBURG, FL 34748
2271 N CITRUS BLVD, LEESBURG, FL 34748
Registered with this firm since 9/21/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 W NORTH BLVD, LEESBURG, FL 34748
2271 N CITRUS BLVD, LEESBURG, FL 34748
Registered with this firm since 9/8/2015

Previous Registration(s)
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B
03/31/1992 - 01/10/2001 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
08/27/1991 - 03/02/1992 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.