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PETER J STOCKER
PETER JAMES STOCKER, PETER JAMES WINDOVER STOCKER
CRD#: 2165535
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3801 PGA Boulevard
Suite 700
Palm Beach Gardens, FL 33410
Registration History
19952000200520102015202020252 FIRMS1996 - 2003 (6 years)2 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BSMITH BARNEY INC. (CRD# 7059)1996 - 1996 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1996 (4 years)
Disclosure(s)
View By:
7/29/2011
Customer Dispute
Settled
4/22/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 6/11/2021

B
Montana 6/1/2009

B
California 6/1/2009

B
Nevada 6/1/2009

B
Colorado 1/12/2023

B
New Hampshire 9/3/2024

B
Connecticut 6/1/2009

B
New Jersey 6/1/2009

B
Delaware 6/1/2009

B
New York 6/1/2009

B
District of Columbia 1/12/2022

B
North Carolina 6/1/2009

B
Florida 6/1/2009

B
Oklahoma 12/26/2019

IA
Florida 6/1/2009

B
Oregon 8/7/2015

B
Georgia 6/1/2009

B
Pennsylvania 6/1/2009

B
Illinois 6/11/2021

B
Rhode Island 1/23/2013

B
Indiana 6/30/2021

B
South Carolina 5/24/2013

B
Iowa 9/17/2018

B
Tennessee 1/10/2014

B
Louisiana 9/17/2024

B
Texas 8/8/2014

B
Maine 3/9/2018

IA
Texas 4/8/2020

B
Maryland 6/1/2009

B
Utah 9/1/2020

B
Massachusetts 4/26/2017

B
Vermont 3/20/2023

B
Michigan 7/25/2019

B
Virginia 6/1/2009

B
Minnesota 12/14/2021

B
Washington 10/23/2014

B
Mississippi 2/9/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3801 PGA Boulevard Suite 700, Palm Beach Gardens, FL 33410
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
3801 PGA Boulevard Suite 700, Palm Beach Gardens, FL 33410
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NORTH PALM BEACH, FL
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NORTH PALM BEACH, FL
IA
04/14/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) NORTH PALM BEACH, FL
B
04/11/2003 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NORTH PALM BEACH, FL
IA
08/06/1996 - 04/25/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NORTH PALM BEACH, FL
B
08/06/1996 - 04/25/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
07/03/1996 - 07/25/1996 SMITH BARNEY INC. (CRD#:7059)
B
08/19/1991 - 07/16/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.