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Registration History
20002002200420062008201020122014201620182020202220242026IACLEMENTS INVESTMENT MANAGEMENT (CRD# 168857)2016 - Present (8 years)IACLEMENTS INVESTMENT MANAGEMENT (CRD# 168857)2015 - 2015 (<1 year)IACLEMENTS INVESTMENT MANAGEMENT (CRD# 168857)2013 - 2014 (1 year)IAPENNIALL & ASSOCIATES (CRD# 148282)2011 - 2014 (2 years)IAWORLD EQUITY GROUP, INC. (CRD# 29087)2010 - 2011 (1 year)IAWEALTH PLANNING AND MANAGEMENT (CRD# 147087)2009 - 2011 (2 years)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2005 - 2009 (4 years)
Disclosure(s)
View By:
12/27/2012
Customer Dispute
Denied
4/19/1999
Customer Dispute
Settled
License(s)

State Registrations

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California 3/8/2016

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Oregon 2/21/2024

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New York 11/9/2022

Current Registration(s)
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CLEMENTS INVESTMENT MANAGEMENT (CRD#:168857)
Marietta, NY
Registered with this firm since 3/8/2016

Previous Registration(s)
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01/13/2015 - 12/31/2015 CLEMENTS INVESTMENT MANAGEMENT (CRD#:168857) VENTURA, CA
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11/19/2013 - 12/31/2014 CLEMENTS INVESTMENT MANAGEMENT (CRD#:168857) VENTURA, CA
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10/21/2011 - 02/25/2014 PENNIALL & ASSOCIATES (CRD#:148282) PASADENA, CA
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09/27/2010 - 10/24/2011 WORLD EQUITY GROUP, INC. (CRD#:29087) VENTURA, CA
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02/27/2009 - 10/21/2011 WEALTH PLANNING AND MANAGEMENT (CRD#:147087) WOODLAND HILLS, CA
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04/05/2005 - 05/21/2009 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) VENTURA, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.