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Detailed Report
RICHARD R GALLIPOLI
RICHARD ROBERT GALLIPOLI
CRD#: 2165146
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 225 BROADHOLLOW ROAD
SUITE 105
MELVILLE, NY 11747
Registration History
19952000200520102015202020252 FIRMS1991 - 2002 (10 years)2 FIRMS2003 - 2004 (1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2005 - Present (20 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - Present (20 years)BNYLIFE SECURITIES INC. (CRD# 5167)2002 - 2003 (<1 year)
License(s)

State Registrations

B
California 9/8/2004
IA
New Jersey 3/28/2005
B
Connecticut 8/31/2018
B
New York 9/8/2004
B
Florida 9/8/2004
IA
New York 4/16/2021
IA
Florida 4/1/2005
B
North Carolina 2/20/2020
B
Indiana 1/3/2007
B
Ohio 12/1/2017
B
Missouri 1/19/2021
IA
Ohio 9/26/2024
B
New Hampshire 1/31/2025
B
Pennsylvania 1/6/2022
IA
New Hampshire 1/31/2025
B
Texas 7/12/2023
B
New Jersey 9/8/2004

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
225 BROADHOLLOW ROAD SUITE 105, MELVILLE, NY 11747
Registered with this firm since 3/28/2005
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
225 BROADHOLLOW ROAD SUITE 105, MELVILLE, NY 11747
Registered with this firm since 9/8/2004
Previous Registration(s)
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B
 01/10/2003 - 09/03/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 01/10/2003 - 09/03/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 04/03/2002 - 01/29/2003 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
 08/19/1991 - 03/25/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 08/19/1991 - 03/25/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.