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Detailed Report
RICHARD DENEEN HANZLIK
CRD#: 2164268
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 710 COMMERCE DR
ST 140
WOODBURY, MN 55125
CETERA ADVISOR NETWORKS LLCCRD#: 13572 710 Commerce Drive
Suite 140
Woodbury, MN 55125
Registration History
19952000200520102015202020252 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)1991 - 2023 (31 years)BCRI SECURITIES, LLC (CRD# 22589)1991 - 2021 (30 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2013 - 2023 (9 years)IACRI SECURITIES, LLC (CRD# 22589)2013 - 2021 (8 years)IAMARATHON ADVISORS, INC (CRD# 113696)1997 - 2007 (10 years)
License(s)

State Registrations

B
Arizona 8/10/2023
B
North Dakota 8/10/2023
B
California 8/10/2023
B
Oregon 8/10/2023
B
Florida 8/11/2023
B
Pennsylvania 8/10/2023
B
Georgia 8/10/2023
B
Texas 8/10/2023
B
Kansas 8/10/2023
IA
Texas 8/10/2023
B
Michigan 8/10/2023
B
Washington 8/10/2023
B
Minnesota 8/10/2023
B
Wisconsin 8/10/2023
IA
Minnesota 8/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
710 COMMERCE DR ST 140, WOODBURY, MN 55125
950 N HWY 95, BAYPORT, MN 55003
Registered with this firm since 8/10/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
710 Commerce Drive Suite 140, Woodbury, MN 55125
Registered with this firm since 8/10/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/23/2013 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) BAYPORT, MN
B
 09/06/1991 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) BAYPORT, MN
IA
 01/17/2013 - 10/18/2021 CRI SECURITIES, LLC (CRD#:22589) BAYPORT, MN
B
 09/06/1991 - 10/18/2021 CRI SECURITIES, LLC (CRD#:22589) BAYPORT, MN
IA
 09/17/1997 - 12/31/2007 MARATHON ADVISORS, INC (CRD#:113696) BAYPORT, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.