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Detailed Report
Gregory Murphy
Gregory Thomas Murphy
CRD#: 2164163
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 222 Railroad Ave
Greenwich, CT 06830
Registration History
19952000200520102015202020252 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - Present (3 years)BICBC STANDARD SECURITIES INC. (CRD# 35560)2009 - 2017 (7 years)BAUERBACH GRAYSON & COMPANY INC... (CRD# 30761)2006 - 2008 (2 years)BINTERCAPITAL SECURITIES LLC (CRD# 20004)2002 - 2006 (4 years)BBEAR, STEARNS & CO. INC. (CRD# 79)2000 - 2001 (1 year)BSANTANDER INVESTMENT SECURITIE... (CRD# 37216)1997 - 1998 (1 year)BBBV LATINVEST SECURITIES INC. (CRD# 27060)1995 - 1997 (1 year)BINVERLAT INTERNATIONAL, INC. (CRD# 23491)1993 - 1995 (1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1991 - 1993 (1 year)
License(s)

State Registrations

B
Connecticut 10/7/2021
B
New York 10/7/2021
IA
Connecticut 10/7/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
222 Railroad Ave, Greenwich, CT 06830
Registered with this firm since 10/7/2021
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
222 Railroad Ave, Greenwich, CT 06830
Registered with this firm since 10/7/2021
Previous Registration(s)
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IA
 10/12/2017 - 05/21/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTPORT, CT
B
 08/17/2017 - 05/21/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTPORT, CT
B
 06/08/2009 - 02/13/2017 ICBC STANDARD SECURITIES INC. (CRD#:35560) NEW YORK, NY
B
 03/06/2006 - 11/18/2008 AUERBACH GRAYSON & COMPANY INCORPORATED (CRD#:30761) NEW YORK, NY
B
 01/14/2002 - 02/24/2006 INTERCAPITAL SECURITIES LLC (CRD#:20004) NEW YORK, NY
B
 06/02/2000 - 11/09/2001 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
 03/25/1997 - 10/28/1998 SANTANDER INVESTMENT SECURITIES INC. (CRD#:37216) NEW YORK, NY
B
 04/20/1995 - 03/03/1997 BBV LATINVEST SECURITIES INC. (CRD#:27060) NEW YORK, NY
B
 05/12/1993 - 01/30/1995 INVERLAT INTERNATIONAL, INC. (CRD#:23491) NEW YORK, NY
B
 09/16/1991 - 04/30/1993 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.