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ROSARIO MANNINO
ROSS MANNINO
CRD#: 2163950
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 41 W PUTNAM AVE
GREENWICH, CT 06830
GREENWICH, CT 06830
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Arizona 10/5/2009
B
Nevada 1/25/2017
B
Arkansas 5/17/2011
B
New Hampshire 1/2/2015
B
California 10/5/2009
B
New Jersey 10/5/2009
IA
California 10/5/2009
B
New Mexico 1/25/2017
B
Colorado 1/5/2017
B
New York 10/5/2009
B
Connecticut 10/5/2009
B
North Carolina 6/25/2012
IA
Connecticut 10/5/2009
B
Ohio 8/9/2023
B
Delaware 1/25/2017
B
Oklahoma 7/26/2018
B
District of Columbia 10/5/2009
B
Pennsylvania 10/5/2009
B
Florida 10/5/2009
B
Rhode Island 1/25/2017
IA
Florida 10/5/2009
B
South Carolina 10/5/2009
B
Georgia 6/6/2011
B
South Dakota 4/12/2018
B
Illinois 8/30/2021
B
Texas 10/5/2009
B
Louisiana 10/5/2009
IA
Texas 10/5/2009
B
Maine 10/5/2009
B
Vermont 1/25/2017
B
Maryland 5/5/2010
B
Virginia 10/5/2009
B
Massachusetts 10/5/2009
IA
Virginia 10/5/2009
B
Minnesota 9/9/2016
SRO Registrations
B
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IA
Registered with this firm since 10/5/2009
B
Registered with this firm since 10/5/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2003 - 10/05/2009 | GREENWICH, CT | |
B | 02/14/1994 - 10/05/2009 | GREENWICH, CT | |
IA | 10/17/2002 - 06/25/2003 | GREENWICH , CT | |
B | 11/23/1992 - 01/28/1994 | NEW YORK, NY | |
B | 07/21/1992 - 11/18/1992 | ||
B | 10/24/1991 - 07/21/1992 | LAKE SUCCESS, NY |
LAKE SUCCESS, NY
10/24/1991 - 07/21/1992
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.