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JEFFREY LANCE OSTER
CRD#: 2163584
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 CALIFORNIA STREET
32ND FLOOR/ SUITE 3200
SAN FRANCISCO, CA 94104
Registration History
19952000200520102015202020252 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - Present (16 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1997 - 2003 (5 years)BMONTGOMERY SECURITIES (CRD# 4357)1993 - 1997 (4 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1991 - 1993 (1 year)IABANC OF AMERICA SECURITIES LLC (CRD# 26091)1999 - 2003 (3 years)
License(s)

State Registrations

B
Arizona 8/30/2013

B
Nevada 9/19/2008

B
California 9/19/2008

B
New York 9/19/2008

IA
California 9/22/2008

B
Ohio 11/15/2024

B
Colorado 9/19/2008

B
South Dakota 2/15/2018

B
Connecticut 9/19/2008

B
Texas 6/7/2016

B
Florida 1/4/2011

IA
Texas 2/13/2017

B
Illinois 8/23/2017

B
Virginia 10/25/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET 32ND FLOOR/ SUITE 3200, SAN FRANCISCO, CA 94104
Registered with this firm since 9/22/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET 32ND FLOOR/ SUITE 3200, SAN FRANCISCO, CA 94104
Registered with this firm since 9/19/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/26/2004 - 10/02/2008 LEHMAN BROTHERS INC. (CRD#:7506) SAN FRANCISCO, CA
B
02/26/2004 - 10/02/2008 LEHMAN BROTHERS INC. (CRD#:7506) SAN FRANCISCO, CA
IA
08/19/2003 - 03/18/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN FRANCISCO, CA
B
08/19/2003 - 03/18/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
10/19/1999 - 08/20/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) SAN FRANCISCO, CA
B
10/01/1997 - 08/20/2003 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
05/04/1993 - 10/01/1997 MONTGOMERY SECURITIES (CRD#:4357) SAN FRANCISCO, CA
B
09/16/1991 - 05/07/1993 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.