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Detailed Report
TODD DAVID BERNSTEIN
CRD#: 2163286
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 814 NORTH HIGHWAY A1A
SUITE 203
PONTE VEDRA BEACH, FL 32082-3298
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2013 (7 years)2 FIRMS2013 - 2020 (6 years)2 FIRMS2020 - Present (4 years)BADVEST, INC. (CRD# 10)2001 - 2005 (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2001 (5 years)BBARNETT INVESTMENTS, INC. (CRD# 14897)1995 - 1996 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1992 - 1995 (2 years)IAADVEST, INC. (CRD# 10)2003 - 2005 (2 years)
License(s)

State Registrations

B
Alabama 4/24/2020
B
Maryland 4/24/2020
B
Arizona 6/2/2022
B
New Jersey 4/24/2020
B
California 4/24/2020
B
New York 4/24/2020
B
Connecticut 4/24/2020
B
North Carolina 5/13/2020
B
Florida 4/24/2020
B
Pennsylvania 4/24/2020
IA
Florida 4/27/2020
B
South Carolina 4/24/2020
B
Georgia 4/24/2020
B
Tennessee 2/12/2024
B
Indiana 6/20/2023
B
Virginia 4/24/2020
B
Kansas 6/2/2022
B
West Virginia 4/24/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
814 NORTH HIGHWAY A1A SUITE 203, PONTE VEDRA BEACH, FL 32082-3298
Registered with this firm since 4/27/2020
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
814 NORTH HIGHWAY A1A SUITE 203, PONTE VEDRA BEACH, FL 32082-3298
Registered with this firm since 4/24/2020
Previous Registration(s)
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IA
 12/16/2013 - 05/13/2020 BB&T SECURITIES, LLC (CRD#:142785) PONTE VEDRA BEACH, FL
B
 12/06/2013 - 05/13/2020 BB&T SECURITIES, LLC (CRD#:142785) PONTE VEDRA BEACH, FL
IA
 06/19/2006 - 12/09/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) PONTE VEDRA BEACH, FL
B
 06/16/2006 - 12/09/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) PONTE VEDRA BEACH, FL
IA
 12/06/2005 - 06/30/2006 RYAN BECK & CO. (CRD#:3248) JACKSONVILLE, FL
B
 12/02/2005 - 06/30/2006 RYAN BECK & CO. (CRD#:3248) JACKSONVILLE, FL
IA
 04/07/2003 - 12/19/2005 ADVEST, INC. (CRD#:10) PONTE VEDRA, FL
B
 11/09/2001 - 12/19/2005 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
 10/03/1996 - 11/13/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 03/17/1995 - 09/26/1996 BARNETT INVESTMENTS, INC. (CRD#:14897) JACKSONVILLE, FL
B
 11/12/1992 - 03/15/1995 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 10/08/1992 - 10/30/1992 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 01/15/1992 - 10/16/1992 ADVEST, INC. (CRD#:10) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.