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LANGLEY KING RESPESS
CRD#: 2163098
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - Present (22 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - Present (30 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1991 - 1995 (3 years)
Disclosure(s)
View By:
5/25/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/28/2006

B
Missouri 10/7/2019

B
Arizona 10/7/2019

B
Montana 10/7/2019

B
Arkansas 10/7/2019

B
Nebraska 10/17/2022

B
California 7/23/1997

B
Nevada 10/7/2019

B
Colorado 1/13/2014

B
New Jersey 1/18/2008

B
Connecticut 10/7/2019

B
New Mexico 1/27/2005

B
Delaware 10/7/2019

B
New York 7/15/2014

B
District of Columbia 10/7/2019

B
North Carolina 1/28/1995

B
Florida 1/28/1995

B
Ohio 2/23/2000

B
Georgia 1/28/1995

B
Oklahoma 10/7/2019

IA
Georgia 1/16/2003

B
Oregon 10/7/2019

B
Idaho 10/7/2019

B
Pennsylvania 1/16/2018

B
Illinois 10/7/2019

B
South Carolina 1/28/1995

B
Indiana 10/7/2019

B
South Dakota 10/7/2019

B
Iowa 10/7/2019

B
Tennessee 5/5/2011

B
Kansas 2/25/2021

B
Texas 1/28/1995

B
Kentucky 10/7/2019

IA
Texas 6/9/2005

B
Louisiana 10/2/2024

B
Utah 10/7/2019

B
Maine 5/18/2011

B
Virginia 1/28/1995

B
Maryland 10/7/2019

B
Washington 10/7/2019

B
Massachusetts 10/7/2019

B
Wisconsin 9/24/2024

B
Michigan 1/31/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
3455 PEACHTREE ROAD NORTHEAST SUITE 1700, ATLANTA, GA 30326
Registered with this firm since 1/16/2003

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
3455 PEACHTREE ROAD NORTHEAST SUITE 1700, ATLANTA, GA 30326
Registered with this firm since 1/28/1995

Previous Registration(s)
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B
09/16/1991 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.