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Detailed Report
JOHN HECKENKAMP
JOHN ERIC HECKENKAMP
CRD#: 2163065
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 18800 VON KARMAN STE B
[SATELLITE]
IRVINE, CA 92612
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1999 - 2019 (20 years)BM.L. STERN & CO. INC. (CRD# 8327)1992 - 1999 (6 years)BPACIFIC CAPITAL PARTNERS, INC. (CRD# 24519)1991 - 1992 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2002 - 2019 (17 years)
Disclosure(s)
View By:
1/21/2000
Customer Dispute
Pending
License(s)

State Registrations

B
California 10/17/2019
B
Indiana 5/23/2023
IA
California 10/18/2019
B
Nevada 11/12/2019
B
Florida 10/25/2019
B
Oregon 10/25/2019
B
Georgia 6/14/2022
B
Pennsylvania 7/31/2020
B
Idaho 10/28/2019
B
Texas 11/3/2021
B
Illinois 8/3/2020
IA
Texas 11/5/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
18800 VON KARMAN STE B [SATELLITE], IRVINE, CA 92612
Registered with this firm since 10/18/2019
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
18800 VON KARMAN STE B [SATELLITE], IRVINE, CA 92612
Registered with this firm since 10/17/2019
Previous Registration(s)
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IA
 05/03/2002 - 10/17/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LONG BEACH, CA
B
 07/16/1999 - 10/17/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LONG BEACH, CA
B
 12/22/1992 - 07/14/1999 M.L. STERN & CO. INC. (CRD#:8327) BEVERLY HILLS, CA
B
 08/22/1991 - 12/04/1992 PACIFIC CAPITAL PARTNERS, INC. (CRD#:24519) LA JOLLA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.