Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
1995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2013 - Present (11 years)BPFS INVESTMENTS INC. (CRD# 10111)1991 - Present (33 years)
Disclosure(s)
View By:
8/13/2012
Judgment / Lien
5/14/2010
Judgment / Lien
4/16/2010
Judgment / Lien
License(s)

State Registrations

B
California 3/26/1998
IA
Florida 10/16/2013
B
Florida 8/18/2000
B
Pennsylvania 10/15/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
801 WEST BAY DR STE 315, LARGO, FL 33770
Registered with this firm since 10/16/2013
B
PFS INVESTMENTS INC. (CRD#:10111)
801 WEST BAY DR STE 315, LARGO, FL 33770
Registered with this firm since 10/3/1991
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.