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Detailed Report
MICHAEL JAMES REYNOLDS
MICHAEL J REYNOLDS, MIKE REYNOLDS
CRD#: 2162594
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 1215 S Maple Grove Road
Boise, ID 83709
Registration History
19952000200520102015202020252 FIRMS1992 - 1993 (1 year)2 FIRMS2019 - Present (5 years)BCAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2007 - 2019 (12 years)BUNITED HERITAGE FINANCIAL SERV... (CRD# 35316)2004 - 2007 (2 years)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)1993 - 2004 (11 years)IACAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2017 - 2019 (2 years)
License(s)

State Registrations

B
Arizona 7/24/2019
B
North Carolina 7/24/2019
B
California 7/24/2019
B
Ohio 7/24/2019
B
Florida 11/1/2024
B
Oregon 7/24/2019
B
Idaho 7/24/2019
B
Texas 7/24/2019
IA
Idaho 7/24/2019
IA
Texas 7/24/2019
B
Massachusetts 11/1/2024
B
Utah 7/24/2019
B
Montana 7/24/2019
B
Virginia 7/24/2019
B
Nevada 7/24/2019
B
Washington 7/24/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
1215 S Maple Grove Road, Boise, ID 83709
Registered with this firm since 7/24/2019
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
1215 S Maple Grove Road, Boise, ID 83709
Registered with this firm since 7/24/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/24/2017 - 07/24/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) BOISE, ID
B
 03/07/2007 - 07/24/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) BOISE, ID
B
 09/08/2004 - 03/07/2007 UNITED HERITAGE FINANCIAL SERVICES, INC. (CRD#:35316) BOISE, ID
B
 07/07/1993 - 09/17/2004 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) GREENWOOD VILLAGE, CO
B
 04/28/1992 - 07/15/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 04/28/1992 - 07/15/1993 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.