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Detailed Report
JOHN D MARGESON JR
JACK MARGESON, JOHN D MARGESON JR., JOHN D MARGESON, JOHN DENNY MARGESON JR, JOHN DENNY JR MARGESON JR…
CRD#: 2161864
IA
Investment Adviser
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Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 2
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 ATLANTA, GA
Registration History
19952000200520102015202020252 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2012 - 2015 (3 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - Present (9 years)BCARTER, TERRY & COMPANY, INC. (CRD# 16365)2010 - 2011 (1 year)BMIDSOUTH CAPITAL, INC. (CRD# 35039)1998 - 2007 (9 years)BATTKISSON, CARTER & AKERS, INC... (CRD# 16365)1994 - 1998 (4 years)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1994 - 1994 (<1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1991 - 1994 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - 2016 (1 year)IAMIDSOUTH CAPITAL, INC. (CRD# 35039)2001 - 2007 (6 years)
Disclosure(s)
View By:
9/26/2005
Customer Dispute
Settled
8/25/2005
Customer Dispute
Settled
8/23/2005
Customer Dispute
Settled
License(s)

State Registrations

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Alabama 8/16/2016
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Missouri 7/26/2017
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Alaska 1/5/2017
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Montana 7/12/2017
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Arizona 1/5/2017
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Nebraska 1/9/2017
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Arkansas 8/17/2017
B
Nevada 1/12/2017
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California 1/5/2017
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New Hampshire 1/6/2017
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Colorado 8/31/2017
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New Jersey 1/10/2017
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Connecticut 1/5/2017
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New Mexico 1/5/2017
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Delaware 1/17/2017
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New York 1/20/2017
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District of Columbia 1/5/2017
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North Carolina 1/11/2017
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Florida 1/9/2017
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North Dakota 1/9/2017
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Georgia 9/14/2015
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Ohio 1/5/2017
IA
Georgia 9/6/2016
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Oklahoma 1/17/2017
B
Hawaii 3/1/2018
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Oregon 1/11/2017
B
Idaho 1/6/2017
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Pennsylvania 1/6/2017
B
Illinois 1/6/2017
B
Rhode Island 1/6/2017
B
Indiana 1/5/2017
B
South Carolina 1/6/2017
B
Iowa 1/9/2017
B
South Dakota 1/6/2017
B
Kansas 1/20/2017
B
Tennessee 1/10/2017
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Kentucky 1/5/2017
B
Texas 1/6/2017
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Louisiana 1/5/2017
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Utah 1/10/2017
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Maine 7/12/2017
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Vermont 1/12/2017
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Maryland 1/5/2017
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Virginia 1/5/2017
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Massachusetts 8/4/2017
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Washington 1/17/2017
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Michigan 1/9/2017
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West Virginia 1/12/2017
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Minnesota 1/5/2017
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Wisconsin 8/25/2017
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Mississippi 1/17/2017
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Wyoming 1/5/2017

SRO Registrations

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 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 2, ATLANTA, GA 30308
Registered with this firm since 9/6/2016
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TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
ATLANTA, GA
303 PEACHTREE ST, NE FL 2, ATLANTA, GA 30308
Registered with this firm since 8/19/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
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 09/17/2015 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
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 06/05/2012 - 08/19/2015 PARK AVENUE SECURITIES LLC (CRD#:46173) ATLANTA, GA
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 03/21/2012 - 08/19/2015 PARK AVENUE SECURITIES LLC (CRD#:46173) ATLANTA, GA
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 01/22/2010 - 01/31/2011 CARTER, TERRY & COMPANY, INC. (CRD#:16365) ATLANTA, GA
IA
 08/06/2008 - 07/13/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 07/31/2008 - 07/13/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
 03/25/2008 - 06/20/2008 MIDSOUTH CAPITAL, INC. (CRD#:35039) ATLANTA, GA
B
 03/18/2008 - 06/20/2008 MIDSOUTH CAPITAL, INC. (CRD#:35039) ATLANTA, GA
IA
 07/12/2001 - 12/31/2007 MIDSOUTH CAPITAL, INC. (CRD#:35039) ATLANTA, GA
B
 11/10/1998 - 12/31/2007 MIDSOUTH CAPITAL, INC. (CRD#:35039) ATLANTA, GA
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 09/20/1994 - 11/13/1998 ATTKISSON, CARTER & AKERS, INCORPORATED (CRD#:16365) ATLANTA, GA
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 01/31/1994 - 08/25/1994 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
 08/26/1991 - 02/04/1994 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.