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DAVID HOWARD MCCORD
CRD#: 2161481
IA
B
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 4851 LBJ FWY
SUITE 1175
DALLAS, TX 75244
SUITE 1175
DALLAS, TX 75244
0
Disclosures
33
Years of Experience
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State Registrations
B
Texas 6/7/2012
IA
Texas 12/13/2023
SRO Registrations
B
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IA
Registered with this firm since 12/13/2023
B
Registered with this firm since 5/18/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/1998 - 12/31/2023 | DALLAS, TX | |
B | 09/17/2008 - 05/15/2012 | TULSA, OK | |
B | 10/31/2005 - 09/18/2008 | DALLAS, TX | |
B | 05/19/1992 - 10/31/2005 | PHOENIX, AZ | |
B | 07/16/1991 - 05/19/1992 |
TULSA, OK
09/17/2008 - 05/15/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.