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EDWARD WINSTON SMITH
TED SMITH
CRD#: 2160899
IA
B
MORGAN STANLEYCRD#: 149777 1201 Wills Street
Suite 700
Baltimore, MD 21231
Suite 700
Baltimore, MD 21231
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Alabama 5/14/2021
B
Nevada 11/30/2020
B
Arizona 5/14/2021
B
New Hampshire 6/18/2021
B
California 12/8/2020
B
New Jersey 11/30/2020
B
Colorado 11/30/2020
B
New Mexico 6/18/2021
B
Connecticut 11/30/2020
B
New York 11/30/2020
B
Delaware 11/30/2020
B
North Carolina 11/30/2020
B
District of Columbia 11/30/2020
B
Ohio 11/30/2020
IA
District of Columbia 12/9/2020
B
Oklahoma 10/2/2024
B
Florida 11/30/2020
B
Oregon 6/18/2021
IA
Florida 6/19/2024
B
Pennsylvania 11/30/2020
B
Georgia 11/30/2020
B
Rhode Island 5/14/2021
B
Illinois 4/26/2023
B
South Carolina 5/14/2021
B
Kansas 5/14/2021
B
Tennessee 11/30/2020
B
Louisiana 5/14/2021
B
Texas 11/30/2020
B
Maine 5/14/2021
IA
Texas 11/30/2020
B
Maryland 11/30/2020
B
Utah 5/14/2021
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Maryland 11/30/2020
B
Vermont 11/30/2020
B
Massachusetts 11/30/2020
B
Virginia 11/30/2020
B
Michigan 5/14/2021
B
Washington 5/14/2021
B
Minnesota 5/14/2021
B
West Virginia 11/30/2020
B
Montana 2/18/2022
B
Wisconsin 5/14/2021
B
Nebraska 5/14/2021
B
Wyoming 5/14/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/30/2020
B
Registered with this firm since 11/30/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/29/2008 - 12/10/2020 | BALTIMORE, MD | |
B | 02/29/2008 - 12/10/2020 | BALTIMORE, MD | |
IA | 09/01/1993 - 03/26/2008 | BALTIMORE, MD | |
B | 01/13/2001 - 03/26/2008 | BALTIMORE, MD | |
B | 09/01/1997 - 01/13/2001 | BALTIMORE, MD | |
B | 08/12/1991 - 09/01/1997 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.