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George L Buza
GEORGE LAWRENCE BUZA JR
CRD#: 2160341
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1888 CENTURY PARK EAST
LOS ANGELES, CA 90067
Registration History
19952000200520102015202020252 FIRMS1997 - 2000 (3 years)2 FIRMS2023 - Present (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2010 - Present (14 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2005 - 2023 (18 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1993 - 1997 (3 years)BALLIANCE ADVISORY & SECURITIES... (CRD# 18835)1991 - 1993 (1 year)IAFIRST REPUBLIC WEALTH ADVISORS... (CRD# 132035)2005 - 2010 (5 years)
License(s)

State Registrations

B
Alabama 9/29/2023

B
Montana 6/4/2024

B
Alaska 5/31/2024

B
Nebraska 5/31/2024

B
Arizona 9/29/2023

B
Nevada 9/29/2023

B
Arkansas 6/12/2024

B
New Hampshire 6/6/2024

IA
California 7/9/2010

B
New Jersey 7/3/2024

B
California 9/5/2023

B
New Mexico 5/31/2024

B
Colorado 9/5/2023

B
New York 5/30/2024

B
Connecticut 6/3/2024

B
North Carolina 6/3/2024

B
Delaware 9/27/2023

B
North Dakota 6/3/2024

B
District of Columbia 6/7/2024

B
Ohio 5/31/2024

IA
Florida 8/14/2015

B
Oklahoma 6/3/2024

B
Florida 5/31/2024

B
Oregon 5/31/2024

B
Georgia 9/29/2023

B
Pennsylvania 5/31/2024

B
Hawaii 5/31/2024

B
Puerto Rico 6/11/2024

B
Idaho 5/31/2024

B
Rhode Island 5/31/2024

B
Illinois 6/21/2024

B
South Carolina 6/3/2024

B
Indiana 5/31/2024

B
South Dakota 5/31/2024

B
Iowa 5/31/2024

B
Tennessee 5/31/2024

B
Kansas 6/4/2024

B
Texas 9/6/2023

B
Kentucky 6/5/2024

IA
Texas 9/6/2023

B
Louisiana 6/14/2024

B
Utah 5/31/2024

B
Maine 5/31/2024

B
Vermont 5/31/2024

B
Maryland 5/31/2024

B
Virgin Islands 6/3/2024

B
Massachusetts 5/31/2024

B
Virginia 5/31/2024

B
Michigan 6/3/2024

B
Washington 5/30/2024

B
Minnesota 5/31/2024

B
West Virginia 7/25/2024

B
Mississippi 6/3/2024

B
Wisconsin 6/4/2024

B
Missouri 6/3/2024

B
Wyoming 6/5/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1888 CENTURY PARK EAST, LOS ANGELES, CA 90067
Registered with this firm since 9/6/2023

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
1888 CENTURY PARK EAST, LOS ANGELES, CA 90067
Registered with this firm since 7/9/2010

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1888 CENTURY PARK EAST, LOS ANGELES, CA 90067
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/02/2005 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) LOS ANGELES, CA
IA
09/08/2005 - 09/30/2010 FIRST REPUBLIC WEALTH ADVISORS, LLC (CRD#:132035) LOS ANGELES, CA
B
05/23/1997 - 12/14/2000 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
05/23/1997 - 12/14/2000 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
06/04/1993 - 04/03/1997 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
08/01/1991 - 06/01/1993 ALLIANCE ADVISORY & SECURITIES, INC. (CRD#:18835) WESTLAKE VILLAGE, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.