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Detailed Report
MARK HETRICK
MARK WILLIAM HETRICH, MARK WILLIAM HETRICK
CRD#: 2160272
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6515 LONGSHORE LOOP
STE 200
DUBLIN, OH 43017
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (16 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (7 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 2000 (8 years)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1991 (<1 year)IAMORGAN STANLEY (CRD# 7556)2001 - 2007 (6 years)
License(s)

State Registrations

B
Arizona 2/26/2009
B
Nevada 7/5/2011
B
California 2/26/2009
B
New Hampshire 7/17/2024
B
Colorado 2/26/2009
B
New York 2/26/2009
B
Delaware 11/29/2021
B
North Carolina 2/26/2009
B
Florida 2/26/2009
B
Ohio 2/26/2009
B
Georgia 6/13/2011
IA
Ohio 2/27/2009
B
Idaho 2/26/2009
B
Oregon 5/8/2024
B
Illinois 2/26/2009
B
Pennsylvania 5/8/2024
B
Indiana 10/27/2015
B
South Carolina 5/15/2018
B
Kentucky 5/9/2022
B
Tennessee 2/26/2009
B
Maine 5/8/2024
B
Texas 2/26/2009
B
Maryland 2/26/2009
B
Utah 5/8/2024
B
Massachusetts 2/26/2009
B
Virginia 8/15/2016
B
Michigan 2/26/2009
B
Washington 10/21/2015
B
Mississippi 10/10/2013
B
West Virginia 5/8/2024
B
Missouri 8/15/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6515 LONGSHORE LOOP STE 200, DUBLIN, OH 43017
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 2/27/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6515 LONGSHORE LOOP STE 200, DUBLIN, OH 43017
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 2/26/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 03/02/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TOLEDO, OH
B
 04/02/2007 - 03/02/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TOLEDO, OH
IA
 03/14/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TOLEDO, OH
B
 03/22/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TOLEDO, OH
B
 11/18/1991 - 03/27/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/17/1991 - 11/06/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.