Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Josue Roche Falcon
JOSHUA FALCON, JOSUE FALCON
CRD#: 2159956
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 100 N TAMPA ST STE 2175
TAMPA, FL 33602
Registration History
2002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2001 - Present (23 years)
License(s)

State Registrations

B
Alabama 4/30/2004
B
Michigan 8/1/2002
B
Arizona 10/6/2010
B
Mississippi 6/2/2011
B
Arkansas 1/17/2020
B
Montana 12/3/2019
B
California 12/19/2005
B
New Jersey 10/27/2010
B
Florida 7/20/2001
B
New York 3/9/2004
IA
Florida 3/5/2007
B
North Carolina 3/27/2007
B
Georgia 12/17/2004
B
Pennsylvania 1/31/2018
B
Hawaii 10/30/2013
B
Tennessee 4/5/2006
B
Indiana 3/3/2004
B
Texas 7/17/2002
B
Louisiana 9/23/2021
IA
Texas 12/6/2018
B
Massachusetts 8/10/2022
B
Virginia 6/29/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
100 N TAMPA ST STE 2175, TAMPA, FL 33602
Registered with this firm since 3/5/2007
B
EDWARD JONES (CRD#:250)
100 N TAMPA ST STE 2175, TAMPA, FL 33602
Registered with this firm since 7/19/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.