• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SCOTT WILLIAM MARCUS
CRD#: 2159248
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 613 POINTE NORTH BLVD
ALBANY, GA 31721
Registration History
19952000200520102015202020252 FIRMS2013 - 2020 (7 years)2 FIRMS2020 - Present (4 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2002 - 2013 (10 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2002 - 2002 (<1 year)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1992 - 2002 (9 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1992 - 1992 (<1 year)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2003 - 2013 (10 years)
Disclosure(s)
View By:
1/30/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/18/2020

B
Mississippi 6/2/2020

B
Arizona 6/2/2020

B
North Carolina 6/9/2020

B
District of Columbia 6/2/2020

B
South Carolina 6/2/2020

B
Florida 6/2/2020

B
Tennessee 6/2/2020

B
Georgia 6/2/2020

B
Texas 6/2/2020

IA
Georgia 6/18/2020

IA
Texas 6/2/2020

B
Kentucky 6/2/2020

B
Virginia 2/21/2025

B
Louisiana 6/2/2020

B
Washington 6/2/2020

B
Maine 6/2/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
613 POINTE NORTH BLVD, ALBANY, GA 31721
Registered with this firm since 6/2/2020

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
613 POINTE NORTH BLVD, ALBANY, GA 31721
Registered with this firm since 6/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2013 - 06/05/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ALBANY, GA
B
02/13/2013 - 06/05/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ALBANY, GA
IA
01/27/2003 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ALBANY, GA
B
06/21/2002 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ALBANY, GA
B
01/02/2002 - 06/28/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
06/30/1992 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
B
03/16/1992 - 07/08/1992 NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (CRD#:2881) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.