Individual Firm
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BYRON KEITH CROSBY
CRD#: 2158157
IA
B
J. W. COLE ADVISORS, INC.CRD#: 112294 3001 Countryside Blvd
Clearwater, FL 33761
Clearwater, FL 33761
J.W. COLE FINANCIAL, INC.CRD#: 124583 3001 COUNTRYSIDE BOULEVARD
CLEARWATER, FL 33761
CLEARWATER, FL 33761
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5/15/2009
Employment Separation After Allegations
6/8/2008
Criminal
Final Disposition
State Registrations
B
Florida 1/11/2023
B
Michigan 1/4/2024
IA
Florida 1/23/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/23/2023
B
Registered with this firm since 1/11/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/23/2019 - 12/22/2022 | Seminole, FL | |
B | 07/12/2017 - 12/22/2022 | Seminole, FL | |
B | 06/28/2012 - 11/07/2013 | SEMINOLE, FL | |
B | 03/17/2011 - 06/20/2012 | SEMINOLE, FL | |
IA | 07/10/2006 - 07/18/2006 | ST. PETERSBURG, FL | |
B | 06/21/2005 - 07/18/2006 | ST. PETERSBURG, FL | |
B | 05/06/2004 - 06/13/2005 | MILWAUKEE, WI | |
B | 07/05/1991 - 09/17/1991 |
SEMINOLE, FL
03/17/2011 - 06/20/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.