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JONATHAN GOLDSTONE
JONATHAN RANDALL GOLDSTONE, RANDY GOLDSTONE
CRD#: 2157618
IA
B
WELLS FARGO ADVISORSCRD#: 11025 350 W COLORADO BLVD
PASADENA, CA 91105
PASADENA, CA 91105
0
Disclosures
29
Years of Experience
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State Registrations
B
California 1/3/2011
IA
California 1/3/2011
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 2/22/2023
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Registered with this firm since 2/22/2023
IA
Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/30/2003 - 01/03/2011 | NEWBURY PARK, CA | |
B | 08/11/2003 - 01/03/2011 | NEWBURY PARK, CA | |
B | 04/27/1994 - 04/09/2002 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.