TODD ANDREW TINDALL - Investment Adviser at GUARDIAN ADVISORS, LLC

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Detailed ReportReport

TODD ANDREW TINDALL

TODD A TINDALL

CRD#: 2157162

Investment Adviser

Broker

GUARDIAN ADVISORS, LLCCRD#: 127459

TAMPA, FL

CEA ATLANTIC ADVISORS, LLCCRD#: 127146

101 EAST KENNEDY BOULEVARD; SUITE 3300
TAMPA, FL 33602

Registration History

Disclosure(s)

View By:

8/17/1994

Customer Dispute

Award / Judgment

License(s)

State Registrations

Florida 7/24/2003

Florida 10/30/2019

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

GUARDIAN ADVISORS, LLC (CRD#:127459)

TAMPA, FL

Registered with this firm since 7/24/2003

CEA ATLANTIC ADVISORS, LLC (CRD#:127146)

101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

Registered with this firm since 10/29/2019

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	07/17/2003 - 04/15/2009	FIRST MIDWEST SECURITIES, INC. (CRD#:21786)	TAMPA, FL
B	07/19/2002 - 02/03/2003	E*TRADE SECURITIES LLC (CRD#:29106)	JERSEY CITY, NJ
B	05/15/2002 - 07/23/2002	SAL FINANCIAL SERVICES, INC. (CRD#:18456)	BIRMINGHAM, AL
B	06/26/1995 - 05/15/2002	AMERICAN INVESTMENT SERVICES, INC. (CRD#:21111) FINRA expelled the firm on 02/13/2003	OKLAHOMA CITY, OK
B	09/08/1994 - 05/15/1995	ROTHSCHILD GLOBAL INVESTMENTS, INC. (CRD#:16700)
B	07/12/1994 - 08/06/1994	DMG SECURITIES, INC. (CRD#:15480)	GREAT FALLS, VA
B	07/31/1991 - 07/19/1994	F.N. WOLF & CO., INC. (CRD#:13051)

FIRST MIDWEST SECURITIES, INC. (CRD#:21786)

TAMPA, FL

07/17/2003 - 04/15/2009

E*TRADE SECURITIES LLC (CRD#:29106)

JERSEY CITY, NJ

07/19/2002 - 02/03/2003

SAL FINANCIAL SERVICES, INC. (CRD#:18456)

BIRMINGHAM, AL

05/15/2002 - 07/23/2002

AMERICAN INVESTMENT SERVICES, INC. (CRD#:21111)

FINRA expelled the firm on 02/13/2003

OKLAHOMA CITY, OK

06/26/1995 - 05/15/2002

ROTHSCHILD GLOBAL INVESTMENTS, INC. (CRD#:16700)

09/08/1994 - 05/15/1995

DMG SECURITIES, INC. (CRD#:15480)

GREAT FALLS, VA

07/12/1994 - 08/06/1994

F.N. WOLF & CO., INC. (CRD#:13051)

07/31/1991 - 07/19/1994

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.