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TIMOTHY BRIAN YARBROUGH
TIMOTHY YARBROUGH
CRD#: 2157016
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 303 PEARL PARKWAY
SUITE 380
SAN ANTONIO, TX 78215-1285
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2014 (4 years)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2023 - Present (2 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2014 - 2018 (4 years)BFIXED INCOME SECURITIES, LP (CRD# 46727)2004 - 2005 (1 year)BAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)2000 - 2004 (3 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1997 - 2000 (2 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1996 - 1997 (<1 year)
Disclosure(s)
View By:
9/19/2017
Financial
Final
License(s)

State Registrations

B
Arizona 2/14/2023

B
New Mexico 4/5/2024

B
California 2/3/2023

B
New York 4/4/2024

B
Connecticut 4/4/2024

B
Pennsylvania 4/5/2024

B
Delaware 4/9/2024

B
Rhode Island 4/5/2024

B
Maine 4/5/2024

B
Texas 2/2/2023

B
Minnesota 2/6/2023

IA
Texas 2/2/2023

B
Nevada 2/10/2023

B
Utah 2/3/2023

B
New Hampshire 4/5/2024

B
Vermont 4/4/2024

B
New Jersey 4/4/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
303 PEARL PARKWAY SUITE 380, SAN ANTONIO, TX 78215-1285
San Antonio, TX
Registered with this firm since 2/2/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
303 PEARL PARKWAY SUITE 380, SAN ANTONIO, TX 78215-1285
San Antonio, TX
Registered with this firm since 1/28/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/22/2020 - 02/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN ANTONIO, TX
B
06/22/2020 - 02/05/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN ANTONIO, TX
IA
03/16/2020 - 05/27/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
03/16/2020 - 05/27/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
12/21/2018 - 07/24/2019 EDWARD JONES (CRD#:250) SAN ANTONIO, TX
B
11/28/2018 - 07/24/2019 EDWARD JONES (CRD#:250) SAN ANTONIO, TX
B
08/19/2014 - 10/11/2018 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
IA
08/11/2010 - 08/07/2014 WELLS FARGO FUNDS MANAGEMENT, LLC (CRD#:110841) BOSTON, MA
B
08/11/2010 - 08/07/2014 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) CHARLOTTE, NC
IA
09/24/2009 - 07/29/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN ANTONIO, TX
B
09/17/2009 - 07/29/2010 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN ANTONIO, TX
IA
09/09/2005 - 03/23/2009 MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC (CRD#:106435) BOSTON, MA
IA
09/07/2005 - 03/23/2009 JOHN HANCOCK ADVISERS, LLC (CRD#:105790) BOSTON, MA
B
08/19/2005 - 03/23/2009 JOHN HANCOCK FUNDS, LLC (CRD#:28262) BOSTON, MA
B
02/02/2004 - 07/14/2005 FIXED INCOME SECURITIES, LP (CRD#:46727) MONUMENT, CO
B
04/27/2000 - 01/06/2004 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) LOS ANGELES, CA
B
07/22/1997 - 03/21/2000 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
08/21/1996 - 06/27/1997 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.