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STEPHEN MARTIN LEICHT
CRD#: 2156532
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 11457 OLDE CABIN RD STE 310
SAINT LOUIS, MO 63141
Registration History
19952000200520102015202020252 FIRMS2008 - Present (16 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2008 (8 years)BADVEST, INC. (CRD# 10)1992 - 2000 (7 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2008 (7 years)
License(s)

State Registrations

B
Alabama 7/23/2020

B
Missouri 12/5/2008

B
Arizona 11/24/2023

IA
Missouri 12/5/2008

B
Arkansas 12/17/2012

B
New Jersey 12/15/2021

B
California 12/5/2008

B
North Carolina 7/27/2015

B
Colorado 1/5/2015

B
Ohio 8/1/2012

B
Florida 12/5/2008

B
Oregon 3/12/2014

B
Georgia 12/5/2008

B
Pennsylvania 12/1/2023

B
Illinois 12/5/2008

B
Rhode Island 6/11/2020

B
Indiana 12/15/2023

B
South Carolina 8/7/2015

B
Iowa 11/5/2019

B
Tennessee 6/10/2019

B
Kansas 5/18/2018

B
Texas 6/21/2012

B
Kentucky 2/5/2024

IA
Texas 7/12/2012

B
Louisiana 6/22/2020

B
Utah 5/30/2014

B
Maryland 5/21/2020

B
Virginia 3/21/2019

B
Massachusetts 11/14/2016

B
Wisconsin 12/1/2023

B
Michigan 2/7/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
11457 OLDE CABIN RD STE 310, SAINT LOUIS, MO 63141
ST PAUL, MO
Registered with this firm since 12/5/2008

B
LPL FINANCIAL LLC (CRD#:6413)
11457 OLDE CABIN RD STE 310, SAINT LOUIS, MO 63141
ST PAUL, MO
Registered with this firm since 12/5/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/09/2001 - 12/11/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
03/13/2000 - 12/11/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
08/05/1992 - 03/21/2000 ADVEST, INC. (CRD#:10) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.