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MARK STEVEN FRASER
MARK STEPHEN FRASER, MARK FRASIER
CRD#: 2156185
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 225 Wyman Street
Waltham, MA 02451
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (<1 year)IAADVICE AND PLANNING SERVICES (CRD# 20472)2019 - Present (5 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2012 - Present (12 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2009 - 2011 (1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2006 - 2008 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1991 - 2006 (14 years)BFIDELITY DISTRIBUTORS CORPORATION (CRD# 6848)1991 - 1991 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2002 - 2004 (2 years)
Disclosure(s)
View By:
12/23/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Massachusetts 4/5/2012

IA
Massachusetts 8/5/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
225 Wyman Street, Waltham, MA 02451
Medfield, MA
Registered with this firm since 8/5/2019

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
225 Wyman Street, Waltham, MA 02451
Medfield, MA
Registered with this firm since 4/5/2012

Previous Registration(s)
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B
12/22/2009 - 08/16/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
12/23/2008 - 11/04/2009 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
B
01/01/2008 - 01/16/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MARLBOROUGH, MA
B
06/12/2006 - 01/01/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) MARLBOROUGH, MA
B
11/25/1991 - 06/12/2006 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
IA
07/25/2002 - 12/16/2004 STRATEGIC ADVISERS, INC. (CRD#:104555) MERRIMACK, NH
B
09/19/1991 - 11/22/1991 FIDELITY DISTRIBUTORS CORPORATION (CRD#:6848) SMITHFIELD, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.