Individual Firm
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LESLIE ERIC STREITFELD
LES STREITFELD
CRD#: 2155670
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 CHERRY HILL, NJ
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5/5/1998
Customer Dispute
Settled
State Registrations
B
California 4/21/2014
IA
New Jersey 3/6/2014
B
Connecticut 5/3/2021
B
New York 10/1/2013
B
Florida 8/21/2024
B
North Carolina 6/10/2020
IA
Florida 8/21/2024
B
Oregon 4/13/2016
B
Illinois 6/22/2020
B
Pennsylvania 10/1/2013
B
Massachusetts 12/16/2022
IA
Pennsylvania 2/28/2014
B
New Jersey 10/1/2013
B
Virginia 5/12/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2013 - 01/31/2014 | CHERRY HILL, NJ | |
IA | 06/07/2011 - 10/03/2013 | CHERRY HILL, NJ | |
B | 03/22/2005 - 10/03/2013 | NEW YORK, NY | |
IA | 06/07/2006 - 12/31/2011 | CHERRY HILL, NJ | |
B | 03/23/1999 - 03/04/2005 | MILWAUKEE, WI | |
B | 03/22/1999 - 01/01/2002 | MILWAUKEE, WI | |
B | 11/11/1997 - 03/23/1999 | ST. PAUL, MN | |
B | 06/17/1996 - 10/17/1997 | SPRINGFIELD, MA | |
B | 02/21/1995 - 12/06/1995 | SPRINGFIELD, MA | |
B | 07/02/1991 - 11/11/1994 | NEWARK, NJ | |
B | 07/02/1991 - 12/10/1993 | NEWARK, NJ |
CHERRY HILL, NJ
06/07/2006 - 12/31/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.