Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN LAURENCE CAFFREY
JOHN LAURENCE CAFFERY, JACK CAFFREY
CRD#: 2155602
IA
Investment Adviser
J.P. MORGAN INVESTMENT MANAGEMENT INC.CRD#: 107038 277 Park Ave
New York, NY 10172
Registration History
2020202120222023202420252026IAJ.P. MORGAN INVESTMENT MANAGEM... (CRD# 107038)2021 - Present (4 years)IAJ.P. MORGAN PRIVATE INVESTMENT... (CRD# 110186)2020 - 2021 (<1 year)
License(s)

State Registrations

IA
Texas 2/24/2021
Current Registration(s)
IA
J.P. MORGAN INVESTMENT MANAGEMENT INC. (CRD#:107038)
277 Park Ave, New York, NY 10172
Registered with this firm since 2/24/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/09/2020 - 02/24/2021 J.P. MORGAN PRIVATE INVESTMENTS INC. (CRD#:110186) New York, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.