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RICHARD PHILIP CAPURSO
RICHARD CAPURSO
CRD#: 2155398
IA
B
MORGAN STANLEYCRD#: 149777 3 Edison Drive
Alpharetta, GA 30005
Alpharetta, GA 30005
0
Disclosures
23
Years of Experience
View By:
State Registrations
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Alabama 3/13/2023
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Nebraska 3/14/2023
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Alaska 7/28/2023
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Nevada 9/5/2023
B
Arizona 3/13/2023
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New Hampshire 3/13/2023
B
Arkansas 3/13/2023
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New Jersey 3/13/2023
B
California 3/13/2023
B
New Mexico 3/13/2023
B
Colorado 3/13/2023
B
New York 3/13/2023
B
Connecticut 3/13/2023
B
North Carolina 9/5/2023
B
Delaware 3/13/2023
B
North Dakota 3/13/2023
B
District of Columbia 3/13/2023
B
Ohio 3/13/2023
B
Florida 3/13/2023
B
Oklahoma 3/13/2023
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Georgia 3/13/2023
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Oregon 7/11/2023
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Georgia 9/5/2023
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Pennsylvania 9/5/2023
B
Hawaii 3/13/2023
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Puerto Rico 3/13/2023
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Idaho 3/13/2023
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Rhode Island 3/13/2023
B
Illinois 3/13/2023
B
South Carolina 3/13/2023
B
Indiana 3/13/2023
B
South Dakota 3/13/2023
B
Iowa 3/13/2023
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Tennessee 3/13/2023
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Kansas 3/13/2023
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Texas 3/13/2023
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Kentucky 3/13/2023
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Texas 10/2/2023
B
Louisiana 3/13/2023
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Utah 3/29/2023
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Maine 3/13/2023
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Vermont 3/13/2023
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Maryland 3/13/2023
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Virgin Islands 3/13/2023
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Massachusetts 4/25/2023
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Virginia 4/27/2023
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Michigan 3/13/2023
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Washington 3/13/2023
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Minnesota 3/13/2023
B
West Virginia 9/5/2023
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Mississippi 3/13/2023
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Wisconsin 3/13/2023
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Missouri 3/13/2023
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Wyoming 3/13/2023
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Montana 3/13/2023
SRO Registrations
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IA
Registered with this firm since 9/5/2023
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Registered with this firm since 3/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2022 - 09/05/2023 | Alpharetta, GA | |
B | 02/24/2022 - 09/05/2023 | ALPHARETTA, GA | |
IA | 04/28/2017 - 01/26/2022 | MARIETTA, GA | |
B | 04/19/2017 - 01/26/2022 | MARIETTA, GA | |
IA | 03/25/2013 - 03/22/2017 | SUWANEE, GA | |
B | 01/18/2013 - 03/22/2017 | SUWANEE, GA | |
B | 04/09/2012 - 12/31/2012 | WILLOW BROOK, IL | |
B | 08/15/2011 - 02/08/2012 | CHICAGO, IL | |
B | 08/14/2009 - 11/01/2011 | CHICAGO, IL | |
B | 05/02/2008 - 08/27/2008 | CHICAGO, IL | |
B | 01/31/2008 - 04/07/2008 | NEW YORK, NY | |
B | 03/12/2007 - 04/03/2008 | NEW YORK, NY | |
B | 01/18/2007 - 03/09/2007 | NEW YORK, NY | |
B | 01/11/2006 - 07/05/2006 | NEW YORK, NY | |
B | 02/26/2002 - 07/05/2006 | NEW YORK, NY | |
B | 03/13/2000 - 08/25/2004 | NEW YORK, NY | |
B | 10/01/2000 - 02/26/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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